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Global Markets, Senior Auditor

JPMorganChase

JPMorganChase

Japan
Posted on Wednesday, May 15, 2024

Job Description

Welcome to JP Morgan Chase. If you are a strategic thinker, passionate about the latest developments in the financial industry and want to learn more about it, you have found the right team.

As a Global Markets, Senior Auditor within our Commercial & Investment Banking Audit team, you will be exposed to audit execution of Global Markets business which includes securities and derivatives sales, trading and research groups. You will work as part of the regional and global audit teams. If you are an experienced professional who possesses strong auditing skills and understanding of internal control systems within a financial institution, a strong team player as well as a self-starter, able to multi-task and work under pressure in a dynamic business environment, you may be a good fit for our team.

Job Responsibilities:

  • Assessing the control environment of the markets businesses, with a view to providing recommendations for improvement where emerging issues or weaknesses are identified
  • Leading and executing audits efficiently, including risk assessment, audit planning, testing, control evaluation, report drafting and follow-up and verification of issue closure
  • Providing senior audit management and internal stakeholders timely updates and insight on the design and effectiveness of business, risk, operation, and technology control practices, thematic firmwide control and industry developments
  • Communicating and influencing effectively, both verbally and in written form, audit results and issues
  • Establishing and managing strong working relationships with key stakeholders in the organization
  • Keeping abreast of evolving regulatory changes, market events and emerging impacting futures businesses to drive appropriate ongoing audit coverage in close partnership with the wider Audit team
  • Flexibility and adaptability to dynamically changing work environments, including travel to other countries as part of audit engagements
  • Fostering a business climate and culture that encourages integrity, respect, diversity, excellence and innovation

Required qualifications, capabilities, and skills:

  • A minimum of 5 years of audit or relevant compliance/regulatory experience, within a financial services organization, major accounting firm or regulatory body
  • Bachelor's degree in Accounting, Finance or related discipline
  • Ability to lead audits, work effectively within a matrix organization, manage multiple projects and participate in audit assignments in a team environment
  • Good understanding of internal control concepts and audit methodology with the ability to evaluate and determine the adequacy and effectiveness of controls
  • Proven ability to be able to multi-task, complete projects on time and on budget, and adjust to changing priorities
  • Enthusiastic, self-motivated and willing to take personal responsibility/accountability
  • Works well individually and in teams, shares information and supports colleagues
  • Flexible in a dynamic work environment, including potential travel to other countries in future as part of regional / global audit engagements
  • Effective communication and interpersonal skills required with ability to present complex and sensitive issues to senior management
  • Able to effectively communicate in both written and verbal Japanese

Preferred qualifications, capabilities, and skills:

  • CPA/CA, CIA, CAMS or equivalent certification preferred
  • Effective Excel, Access or automated auditing tool e.g. Alteryx, ACL skills considered a plus
  • Ability to travel (up to 20-30%)